The arrest of Ifechukwu Dennis in Benin City for manipulating President Tinubu’s voice using AI highlights the government's swift tracking capabilities, sparking intense public debate over security ...

Just because you write a note article doesn't mean it will be read to the end. Readers will drop off along the way. They are busy. They are tired. They are reading on their smartphones. They are ...

FINRA has announced a new targeted examination of member firm practices relating to the supervision of customer concentration in non-principal protected “worst of” structured notes — a higher-risk ...

The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their compliance obligations on certain high-risk assets. Firms whose brokers advise their ...

Chapel Hill, N.C.-based UNC Health has cut care gap chart review in half with Microsoft’s Fabric data platform. Here are five things to know from a May 26 Microsoft news release: 1. The 20-hospital ...

On May 19, 2026, FINRA announced a targeted review of member firms’ practices relating to the supervision of non-principal-protected “worst-of” structured notes, which it has identified as higher-risk ...

Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” ...

The Financial Industry Regulatory Authority is launching a review of how firms handle higher-risk structured products, including “worst-of” structured notes that can threaten principal investments.

Stifel Financial has reached a confidential agreement to settle with investors who won a Financial Industry Regulatory Authority arbitration award in early 2025 related to former Stifel broker Chuck ...