In his decades-long career in tech journalism, Dennis has written about nearly every type of hardware and software. He was a founding editor of Ziff Davis’ Computer Select in the 1990s, senior ...
FINRA has announced a new targeted examination of member firm practices relating to the supervision of customer concentration in non-principal protected “worst of” structured notes — a higher-risk ...
SEAN MANNION UPDATE: I thought Vic Fangio’s defense got the better of the Eagles’ new offensive coordinator in this practice. That being said, there were some encouraging signs of new aspects to the ...
The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their compliance obligations on certain high-risk assets. Firms whose brokers advise their ...
BasePoint Advisors is now in the market with a private rated note-feeder transaction following one completed late last year, providing institutional investors access to its short-duration, asset-based ...
Hundreds of thousands of structured notes have been issued into the US market. They are distributed by every wirehouse, held in custody at every major platform, sitting on the books of asset managers, ...
Chapel Hill, N.C.-based UNC Health has cut care gap chart review in half with Microsoft’s Fabric data platform. Here are five things to know from a May 26 Microsoft news release: 1. The 20-hospital ...
A generation of investors have known only one thing about long-term interest rates — if you wait, yields will go lower. There’s now reason to worry that the opposite may be true. There are many charts ...
The Financial Industry Regulatory Authority is launching a review of how firms handle higher-risk structured products, including “worst-of” structured notes that can threaten principal investments.
Brandon has been involved in tech journalism since the year 2000 and was part of the OG team of XDA and Pocketnow. He's currently a staff writer for MakeUseOf, covering mobile and consumer tech.
When you’re looking for a convenient wrapper for a complex financial instrument, you don’t normally think about ETFs. But structured products that redeem automatically when certain conditions are met ...